| Name | Title | Contact Details |
|---|---|---|
Michael Bertei |
VP, Data Governance | Profile |
Kate Pope |
Senior Compliance Director, Enterprise | Profile |
Jorge Ramirez |
Chief Risk Officer, Financial Advisor Services | Profile |
Aman Sahani |
Chief Information Officer | Profile |
Frederick Pope |
Business Information Security Officer | Profile |
Cetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is the second-largest independent financial advisor network in the nation by number of advisors, as well as a leading provider of retail services to the investment programs of banks and credit unions. Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
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