| Name | Title | Contact Details |
|---|---|---|
John Chapman |
Assistant Vice President - Information Security Officer | Profile |
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nations stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SECs five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investors advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SECs Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
Community Bank of Broward is a Dania Beach, FL-based company in the Financial Services sector.
United Fidelity Bank is a Evansville, IN-based company in the Financial Services sector.
At Straight Arrow Financial Group, we thrive on giving confidence to you and your loved ones. Through genuine relationships, reliable team knowledge and honest advice, we are here to help you work towards your financial goals. When you join our group, you become family and we believe that "family is not an important thing. It is everything." Michael J. Fox At Straight Arrow Financial Group, our licensed staff is organized to assist you with your entire planning needs. Whether you are: - Creating an income stream, - Navigating the health care gauntlet, or - Passing your savvy habits to your children We are here for you when you need us the most. With LPLs state of the art technology, our extensive health care planning and client involvement, we want you to know that your livelihood is our top priority. Find out what your familys future holds with Straight Arrow Financial Group. Securities offered through LPL Financial Member SIPC www.sipc.org. Investment advice offered through Independent Advisor Alliance, a registered investment advisor. Straight Arrow Financial Group and Independent Advisor Alliance are separate entities from LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. For a list of states in which I am registered to conduct securities business, visit my website at www.straightarrowfg.com.
MCNB Bank is a Welch, WV-based company in the Financial Services sector.