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Octaura is an electronic trading solution created by the industry – for the industry. Backed by eight major US financial institutions, Octaura has reimagined the way the syndicated loan and the CLO markets trade. Efficiency, transparency and simplicity are at the heart of what we do.
Since 1986, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
Tax Guard reports give commercial lenders federal tax due diligence - insight into clients unpaid federal tax debt well before federal tax liens are filed.
Comprehensive Compliance Solutions for Investment Advisors
Barnes, Dennig is one of the leading companies in Financial Services industry. Barnes, Dennig is based in Cincinnati, OH. You can find more information on Barnes, Dennig at www.barnesdennig.com