| Name | Title | Contact Details |
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independent, third-party Managing Broker Dealer, PCS offers end-to-end strategic guidance
Stoll Charles Cfp is a Boca Raton, FL-based company in the Financial Services sector.
robson financial legacies is a Richmond, VA-based company in the Financial Services sector.
Mfg and Export du Qu is a Val-Des-Lacs, QC-based company in the Financial Services sector.
Cipperman Compliance Services (CCS) provides compliance services to registered funds, money managers, and broker-dealers. CCS creates compliance solutions that work for dynamic firms by leveraging the experience of a multi-disciplinary team of lawyers, compliance and operations professionals, and applying a management-focused approach to client services. CCS takes full accountability for implementing its advice and solutions, which include serving as a firm`s chief compliance officer, creating customized compliance programs, conducting compliance reviews, and responding to regulatory inquiries.