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Since 1986, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
BestXstats “BXS” is an independent boutique service provider specializing in the Trade Compliance space of the financial industry providing tools and reports for Broker Dealers, Trading Networks, Market Making firms, ATS`s, IA`s and Exchanges. Our tools provide firms the most accurate and cost effective solutions regarding SEC Compliance Reporting obligations, Best Execution requirements, along with a comprehensive set of Trade Surveillance Tools. We are committed to helping firms stay ahead of the curve in an ever changing financial market place where the environment is technologically driven.
HAR-CO Maryland Federal Credit Union is a Bel Air, MD-based company in the Financial Services sector.
Intervention Resource Center Inc is a Louisville, KY-based company in the Financial Services sector.
Guardian Finance and Advocacy Services is a Battle Creek, MI-based company in the Financial Services sector.